Stakeholder capitalism and the test…

Just over a year since the he Business Roundtable re-defined the statement of purpose of a corporation, away from just shareholder primacy, the world faced a severe global crisis. This session looks at companies’ responsiveness to the COVID-19 pandemic and inequality issues and how corporations can better serve all stakeholders in the future.[vc_quotes layout=”accordion” quotes=”%5B%7B%22name%22%3A%22Anthony%20Eames%22%2C%22job_role%22%3A%22Director%20of%20responsible%20investment%20strategy%2C%20Calvert%20Research%20and%20Management%22%2C%22content%22%3A%22Anthony%20Eames%20is%20a%20vice%20president%20and%20director%20of%20responsible%20investment%20strategy%20for%20Calvert%20Research%20and%20Management%2C%20a%20wholly%20owned%20subsidiary%20of%20Eaton%20Vance%20Management%20specialising%20in%20responsible%20and%20sustainable%20investing%20across%20global%5Cncapital%20markets.%20He%20is%20responsible%20for%20the%20suite%20of%20strategies%20focused%20on%20responsible%20investing%2C%20encompassing%20actively%20and%20passively%20managed%20US%20and%20international%20equity%20strategies%2C%20fixed-income%20strategies%20and%20asset%20allocation%20funds.%20Eames%20is%20responsible%20for%20client%20communications%20and%20insights%20on%20investment%20strategy%20and%20portfolio%20positioning.%20He%20joined%20Calvert%20Research%20and%20Management%20in%202016%20when%20Eaton%20Vance%20acquired%20the%20business%20assets%20of%20Calvert%20Investment%20Management%2C%5Cnforming%20Calvert%20Research%20and%20Management.%5Cn%5CnHe%20began%20his%20career%20in%20the%20investment%20management%20industry%20in%201995%20with%20Calvert%20Investment%20Management.%20He%20has%20been%20affiliated%20with%20the%20Eaton%20Vance%20organisation%20since%202016.%20Before%20joining%20Eaton%20Vance%2C%20he%20was%20senior%20vice%20president%20and%20national%20sales%20manager%20at%20Calvert%20Investment%20Management.%20Previously%2C%20he%20represented%20Calvert%20as%20senior%20regional%20vice%20president%20in%20the%20northeast%20and%20held%20various%20roles%20in%20client%20services%20and%20sales.%5CnEames%20earned%20a%20B.A.%20from%20Wittenberg%20University.%20He%20holds%20the%20Accredited%20Investment%20Fiduciary%20and%20Accredited%20Asset%20Management%20Specialist%20designations%2C%20and%20FINRA%20Series%207%2C%2024%20and%2063%20licenses.%22%2C%22image%22%3A%2235243%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Fanthony-eames-3431198%2F%22%7D%2C%7B%22name%22%3A%22Robert%20Eccles%22%2C%22job_role%22%3A%22Visiting%20professor%20of%20management%20practice%2C%20Sa%C3%AFd%20Business%20School%2C%20University%20of%20Oxford%22%2C%22content%22%3A%22Robert%20Eccles%20is%20the%20world’s%20foremost%20expert%20on%20integrated%20reporting%20and%20a%20leader%20on%20how%20companies%20and%20investors%20can%20create%20sustainable%20strategies.%5Cn%5CnHe%20was%20previously%20a%20tenured%20Professor%20and%20Professor%20of%20Management%20Practice%20at%20Harvard%20Business%20School.%5Cn%5CnHe%20is%20the%20founding%20chair%20of%20the%20Sustainability%20Accounting%20Standards%20Board%20(SASB)%20and%20one%20of%20the%20founders%20of%20the%20International%20Integrated%20Reporting%20Council%20(IIRC).%20He%20has%20recently%20joined%20the%20board%20of%20Mistra%20Centre%20for%20Sustainable%20Markets%20(MISUM)%20in%20Sweden.%20He%20is%20also%20on%20the%20Advisory%20Board%20of%20the%20JANA%20Impact%20Capital%20Fund.%20%5Cn%5CnIn%202011%2C%20Eccles%20was%20selected%20as%20one%20of%20the%20Top%20100%20Thought%20Leaders%20in%20Trustworthy%20Business%20Behavior%2C%20for%20his%20extensive%2C%20positive%20contribution%20to%20building%20trust%20in%20business%2C%20and%20in%202014%20and%202015%20he%20was%20named%20as%20one%20of%20the%20100%20Most%20Influential%20People%20in%20Business%20Ethics.%20He%20is%20also%20an%20Honorary%20Fellow%20of%20the%20Association%20of%20Chartered%20Certified%20Accountants%20(ACCA).%5Cn%5CnEccles%20is%20the%20award-winning%20author%20of%20a%20dozen%20books%2C%20including%20seminal%20works%20on%20integrated%20reporting%2C%20sustainability%2C%20and%20the%20role%20of%20business%20in%20society.%20A%20prolific%20writer%20for%20both%20academic%20and%20practitioner%20audiences%2C%20he%20has%20his%20own%20column%20on%20Forbes.com.%20His%20most%20recent%20book%20(with%20Michael%20P%20Krzus%20and%20Sydney%20Ribot)%20is%20The%20Integrated%20Reporting%20Movement%3A%20Meaning%2C%20Momentum%2C%20Motives%2C%20and%20Materiality%20(John%20Wiley%20%26%20Sons%2C%202015).%20In%20this%20book%20he%20suggests%20the%20idea%20of%20an%20annual%20board%20of%20directors%20’Statement%20of%20Significant%20Audiences%20and%20Materiality’.%5Cn%5CnFrom%20the%20beginning%20of%20his%20career%20as%20an%20academic%20and%20practitioner%2C%20Eccles%20has%20always%20been%20dedicated%20to%20turning%20theory%20into%20practice.%20One%20of%20his%20most%20significant%20current%20efforts%20in%20this%20regard%20is%20’The%20Statement%20of%20Significant%20Audiences%20and%20Materiality%20Campaign’%20in%20collaboration%20with%20the%20American%20Bar%20Association%E2%80%99s%20’Task%20Force%20on%20Sustainable%20Development’%2C%20the%20UN-backed%20Principles%20for%20Responsible%20Investment%2C%20and%20the%20UN%20Global%20Compact.%20The%20goal%20of%20this%20campaign%20is%20that%2C%20by%202025%2C%20the%20board%20of%20directors%20of%20every%20listed%20company%20will%20publish%20’The%20Statement.’%20In%20doing%20so%2C%20they%20will%20demonstrate%20the%20extent%20to%20which%20the%20company%20views%20its%20role%20in%20society%20to%20be%20one%20of%20supporting%20sustainable%20development%20for%20the%20long-term%20interests%20of%20shareholders.%20This%20will%20help%20to%20make%20sustainability%20core%20to%20both%20companies%20and%20investors.%5Cn%5CnEccles%20received%20an%20SB%20in%20Mathematics%20and%20an%20SB%20in%20Humanities%20and%20Science%20from%20the%20Massachusetts%20Institute%20of%20Technology%20(both%20degrees%20in%201973)%20and%20an%20AM%20(1975)%20and%20a%20PhD%20in%20Sociology%20(1979)%20from%20Harvard%20University.%20He%20joined%20the%20faculty%20of%20Harvard%20Business%20School%20that%20year%20and%20received%20tenure%20in%201989.%22%2C%22image%22%3A%2235244%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Frobert-eccles-4872408%2F%22%7D%2C%7B%22name%22%3A%22Mark%20Tulay%22%2C%22job_role%22%3A%22Founder%20and%20chief%20executive%2C%20TCP%3B%20chief%20executive%2C%20Sustainability%20Risk%20Advisors%22%2C%22content%22%3A%22Mark%20Tulay%20has%20served%20in%20leadership%20roles%20in%20sustainability%20initiatives%20for%20over%2025%20years%2C%20focusing%20on%20advancing%20the%20metrics%2C%20measurement%20and%20management%20of%20corporate%20sustainability%20performance.%20%20As%20program%20director%20and%20the%20first%20employee%20of%20Ceres%2C%20he%20was%20involved%20in%20the%20early%20stages%20of%20the%20Global%20Reporting%20Initiative%20(GRI).%20He%20co-founded%20the%20Strategic%20Investor%20Initiative%20(SII)%20at%20CECP%2C%20which%20is%20re-orienting%20the%20capital%20markets%20to%20the%20long-term%20and%20is%20elevating%20sustainability%20factors%20as%20a%20CEO%20leadership%20imperative.%5Cn%5CnTulay%20serves%20as%20finance%20and%20ESG%20program%20manager%20for%20GreenBiz%2C%20which%20is%20launching%20the%20GreenFin%20Summit%20to%20accelerate%20the%20rise%20and%20growth%20of%20sustainable%20finance%20and%20ESG%20and%20its%20link%20to%20corporate%20sustainability.%5Cn%5CnHe%20also%20serves%20as%20founder%20and%20CEO%20of%20Sustainability%20Risk%20Advisors%20(SRA)%2C%20which%20helps%20companies%20measure%20and%20manage%20what%20matters%20most%20for%20community%2C%20climate%20and%20culture.%5Cn%5CnHe%20has%20a%20proven%20record%20of%20driving%20innovation%20and%20sustainable%20growth%20for%20environmental%20organisations%2C%20investment%20firms%2C%20companies%2C%20and%20environmental%2C%20social%20and%20corporate%20governance%20(ESG)%20ratings%20and%20research%20providers.%20%20He%20has%20demonstrated%20a%20unique%20ability%20to%20collaborate%20effectively%20with%20a%20diverse%20mix%20of%20constituencies%20%E2%80%93%20institutional%20investors%2C%20government%2C%20NGOs%20and%20companies%20%E2%80%93%20towards%20the%20common%20goal%20of%20accelerating%20the%20global%20transition%20to%20sustainable%20finance%20and%20development.%20%5Cn%5CnHe%20serves%20on%20advisory%20boards%20for%20Cornerstone%20Capital%20Group%20and%20holds%20an%20MBA%20from%20Northeastern%20University.%22%2C%22image%22%3A%2235245%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Fmtulay%2F%22%7D%5D” title=”Speakers” el_class=””][vc_quotes layout=”accordion” quotes=”%5B%7B%22name%22%3A%22Amanda%20White%22%2C%22job_role%22%3A%22Director%20of%20institutional%20content%2C%20Conexus%20Financial%20(Australia)%22%2C%22content%22%3A%22White%20is%20responsible%20for%20the%20content%20across%20all%20Conexus%20Financial%E2%80%99s%20institutional%20media%20and%20events.%20She%20is%20responsible%20for%20directing%20the%20bi-annual%20Fiduciary%20Investors%20Symposium%20which%20challenges%20global%20investors%20on%20investment%20best%20practice%20and%20aims%20to%20place%20the%20responsibilities%20of%20investors%20in%20wider%20societal%2C%20and%20political%20contexts%2C%20as%20well%20as%20promote%20the%20long-term%20stability%20of%20markets%20and%20sustainable%20retirement%20incomes.%20She%20is%20the%20editor%20of%20conexust1f.flywheelstaging.com%2C%20the%20online%20news%20and%20analysis%20site%20for%20the%20world%E2%80%99s%20largest%20institutional%20investors.%20White%20has%20been%20an%20investment%20journalist%20for%20more%20than%2020%20years%20and%20has%20edited%20industry%20journals%20including%20Investment%20%26%20Technology%2C%20Investor%20Weekly%20and%20MasterFunds%20Quarterly.%20She%20was%20previously%20editorial%20director%20of%20InvestorInfo%20and%20has%20worked%20as%20a%20freelance%20journalist%20for%20the%20Australian%20Financial%20Review%2C%20CFO%2C%20Asset%20and%20Asia%20Asset%20Management.%20She%20has%20a%20Bachelor%20of%20Economics%20from%20Sydney%20University%20and%20a%20Master%20of%20Arts%20in%20Journalism%20from%20the%20University%20of%20Technology%2C%20Sydney.%20She%20was%20previously%20a%20columnist%20for%20the%20Canadian%20publication%2C%20Corporate%20Knights%2C%20which%20is%20distributed%20by%20the%20Globe%20and%20Mail%20and%20The%20Washington%20Post.%20White%20is%20currently%20a%20fellow%20in%20the%20Finance%20Leaders%20Fellowship%20at%20the%20Aspen%20Institute.%20The%20two-year%20program%20consists%20of%2022%20fellows%20and%20seeks%20to%20develop%20the%20next%20generation%20of%20responsible%2C%20community-spirited%20leaders%20in%20the%20global%20finance%20industry.%22%2C%22image%22%3A%2235225%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Famanda-white-101a7515%2F%3ForiginalSubdomain%3Dau%22%7D%5D” title=”Moderator” el_class=””][vc_empty_space height=”10px”]

Key takeaways

Anthony
  • Companies will be judged on how they balance the needs of shareholders vs the needs of the rest of the stakeholder ecosystem.
  • We believe the corporate response can either lengthen or shorten the severity of the pandemic.
  • COVID is a helpful exercise in crisis management because the climate crisis is coming.
  • There is power in engagement – companies are starting to fully publically disclose their employee diversity statistics.
Bob
  • If we really want to push the boundaries, more companies should change their form to be public benefit corporations. Investors should pressure their portfolio companies to do that.
  • ESG research is flawed because the data is not optimal quality. We need ESG reporting standards and mandated reporting in the same way that finance has accounting standards to ensure comparability of performance. Standards and mandated ESG reporting would give greater clarity on whether companies are meeting their intended purpose.
  • System level inequality is an issue to wrap our global arms around to tackle, just like climate.
Mark
  • Based on research with over 1 million datapoints:
1) Speed of response to the pandemic did correlate with outperformance 2) Companies with a strong ESG track record pre-crisis outperformed during the peak pandemic months 3) There was no correlation between companies signing a pledge and them treating stakeholders fairly during the pandemic
  • Two additional key findings were:
1) European companies performed no better on the test of corporate purpose. This is not a US-only issue. 2) Current ESG research is not fit for purpose for investors, meaning a new research model leveraging machine learning and technology is needed
  • This is not a time for complacency or celebration.
  • Companies cannot and should not shirk away from hard facts, and companies that outperform on ESG metrics should be celebrated.
  • The US is too male, pale and stale and increased disclosure requirements will help change this.
  • Investors need to more proactively engage boards in the corporate purpose conversations to ensure top down buy-in.
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Unanswered questions and answers

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Poll results

How do you enforce funds managers to engage on your behalf with corporate boards regarding their purpose?[vc_line_chart x_values=”” values=”%5B%7B%22title%22%3A%22Build%20it%20into%20mandates%22%2C%22y_values%22%3A%2227%22%2C%22color%22%3A%22blue%22%7D%2C%7B%22title%22%3A%22Insist%20on%20transparent%20reporting%20on%20engagement%22%2C%22y_values%22%3A%2233%22%2C%22color%22%3A%22pink%22%7D%2C%7B%22title%22%3A%22Fee%20penalties%20for%20non-compliance%22%2C%22y_values%22%3A%220%22%2C%22color%22%3A%22orange%22%7D%2C%7B%22title%22%3A%22Have%20the%20PRI%20track%20and%20report%20on%20manager%20engagement%20activity%22%2C%22y_values%22%3A%2213%22%2C%22color%22%3A%22peacoc%22%7D%2C%7B%22title%22%3A%22We%20don%E2%80%99t%20enforce%20managers%20to%20engage%20with%20boards%22%2C%22y_values%22%3A%2227%22%2C%22color%22%3A%22purple%22%7D%5D”][vc_empty_space height=”10px”]

Related reading

Facing hard truths: How a pandemic brought inequality into the board room The COVID-19 pandemic and the demand for racial justice The investor revolution: Shareholders are getting serious about sustainability  

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