Operational risks and supply chain issue

[vc_empty_space height=”10px”]
The pandemic has shed the spotlight on supply chain issues across all industries, so what does that look like in financial services? This session will highlight the need for resilience and robust continuity planning.[vc_quotes layout=”accordion” quotes=”%5B%7B%22name%22%3A%22Geoff%20Hodge%22%2C%22job_role%22%3A%22Founder%2C%20Milestone%20Group%20(Australia)%22%2C%22content%22%3A%22Geoff%20Hodge%20has%20more%20than%2020%20years%20of%20experience%20in%20investment%20and%20banking%20industries%2C%20with%20a%20specific%20focus%20on%20innovation%20and%20business%20enablement%20in%20operations%20and%20technology%20encompassing%20the%20Asia-Pacific%20region%2C%20Europe%20and%20North%20America.%20He%20was%20previously%20a%20board%20member%20and%20director%20of%20Rothschild%20Australia%20Asset%20Management%20and%20has%20held%20senior%20roles%20in%20treasury%20and%20capital%20markets%2C%20funds%20management%2C%20custody%2C%20payments%2C%20and%20investment%20banking%20operations.%22%2C%22image%22%3A%2231905%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Fgeoff-hodge-7aab54%2F%22%7D%2C%7B%22name%22%3A%22Arjen%20Pasma%22%2C%22job_role%22%3A%22Chief%20risk%20officer%2C%20investments%2C%20PGGM%20(The%20Netherlands)%22%2C%22content%22%3A%22Arjen%20Pasma%20is%20a%20board%20member%20of%20PGGM%20Investment%20Management%20and%20PGGM%20Treasury%20and%20a%20member%20of%20the%20investment%20committee.%20He%20has%20more%20than%2020%20years%20of%20investment%20experience.%20From%202008-12%2C%20he%20was%20the%20investment%20management%20and%20pensions%20practice%20leader%20of%20Deloitte%20in%20the%20Netherlands%20and%20director%20in%20the%20financial%20risk%20management%20team.%20He%20has%20worked%20with%20investment%20managers%2C%20private%20banks%20and%20pension%20funds%20in%20assignments%20on%20risk%20management%2C%20investment%20consulting%2C%20risk%20governance%2C%20quantitative%20analyses%20and%20model%20validation.%20From%201997-2008%2C%20he%20fulfilled%20several%20roles%20within%20ABN%20AMRO%20Asset%20Management%20as%20senior%20portfolio%20manager%20and%20head%20of%20quantitative%20equity%20management%2C%20risk%20manager%20and%20part%20of%20the%20management%20team%20equity%20management.%20Pasma%20studied%20econometrics%20at%20the%20Rijksuniversiteit%20Groningen%2C%20specialising%20in%20investment%20management%20and%20behavioural%20finance.%20He%20is%20a%20CFA%20charterholder.%22%2C%22image%22%3A%2231906%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Farjenpasma%2F%22%7D%2C%7B%22name%22%3A%22April%20Wilcox%22%2C%22job_role%22%3A%22Director%20of%20investment%20operations%2C%20CalSTRS%20(United%20States)%22%2C%22content%22%3A%22April%20Wilcox%20is%20the%20director%20of%20investment%20operations%20for%20California%20State%20Teachers%E2%80%99%20Retirement%20System%20(CalSTRS)%2C%20the%20largest%20educator-only%20pension%20fund%20in%20the%20world%20with%20an%20investment%20portfolio%20valued%20at%20%24228%20billion.%20Wilcox%20has%20over%2015%20years%20of%20professional%20front%2C%20middle%2C%20and%20back%20office%20experience%20in%20the%20investment%20industry.%20She%20joined%20CalSTRS%20in%202004%20from%20California%20Housing%20Finance%20Agency.%20Prior%20to%20managing%20investment%20operations%2C%20she%20spent%20five%20years%20in%20fixed%20income%2C%20overseeing%20the%20fixed%20income%20opportunistic%20portfolio.%20Wilcox%20obtained%20a%20B.S.%20in%20Finance%20from%20California%20State%20University%2C%20Sacramento%3B%20awarded%20the%20Investment%20Foundations%20certificate%20by%20CFA%20Institute%3B%20and%20holds%20the%20Chartered%20Alternative%20Investment%20Analyst%20(CAIA)%20designation.%22%2C%22image%22%3A%2231907%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Fapril-wilcox%2F%22%7D%5D” title=”Speakers” el_class=””][vc_quotes layout=”accordion” quotes=”%5B%7B%22name%22%3A%22Amanda%20White%22%2C%22job_role%22%3A%22Director%20of%20institutional%20content%2C%20Conexus%20Financial%20(Australia)%22%2C%22content%22%3A%22Amanda%20White%20is%20responsible%20for%20the%20content%20across%20all%20Conexus%20Financial%E2%80%99s%20institutional%20media%20and%20events.%20In%20addition%20to%20being%20the%20editor%20of%20Top1000funds.com%2C%20she%20is%20responsible%20for%20directing%20the%20global%20bi-annual%20Fiduciary%20Investors%20Symposium%20which%20challenges%20global%20investors%20on%20investment%20best%20practice%20and%20aims%20to%20place%20the%20responsibilities%20of%20investors%20in%20wider%20societal%2C%20and%20political%20contexts.%20She%20holds%20a%20Bachelor%20of%20Economics%20and%20a%20Masters%20of%20Art%20in%20Journalism%20and%20has%20been%20an%20investment%20journalist%20for%20more%20than%2025%20years.%20She%20is%20currently%20a%20fellow%20in%20the%20Finance%20Leaders%20Fellowship%20at%20the%20Aspen%20Institute.%20The%20two-year%20program%20seeks%20to%20develop%20the%20next%20generation%20of%20responsible%2C%20community-spirited%20leaders%20in%20the%20global%20finance%20industry.%22%2C%22image%22%3A%2231872%22%2C%22linkedin%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fin%2Famanda-white-101a7515%2F%22%7D%5D” title=”Moderator” el_class=””][vc_empty_space height=”10px”]

Key takeaways

Geoff
  • We were ‘lucky’ to have had a fire in the London office three years ago which helped us prepare for the COVID-19 pandemic and WFH scenario.
  • Backup planning has flaws, as illustrated by disaster recovery sites not being able to be used due to social distancing requirements.
  • Cyber attacks have gone up significantly. The use of personal laptops is a point of vulnerability in the ecosystem.
  • Resilience is expanding as a topic, shifting from making processes robust to challenging outsourced functions to mitigate interruptions to supply chains and business operations.
  • Cyber threat is racing ahead of where the industry is at, however there are some cyber security quick wins e.g. keeping patching up to date and legitimate laptop identification.
  • COVID-19 has shifted the mindset from ROI and headcount reduction to refining operating models and implementing technology and people initiatives to achieve that goal.
 Arjen
  •  Due diligence on new service providers has taken on increased significance.
  • Working is a social thing and people miss the physical interaction. Offices of the future will be where people meet, not where people work.
 April
  •  Leveraged relationship with existing service providers during the pandemic peak to brainstorm how to continue business operations.
  • COVID-19 has forced a seismic shift in due diligence innovation.
  • Technology is critical but from an operational perspective people are enormously important, hence the need to focus on cultural and wellbeing initiatives.
[vc_empty_space height=”10px”]

Poll results

Do you think your own organisation, and your service providers’ organisations are resilient enough to manage a significant cyber attack?[vc_line_chart x_values=”” values=”%5B%7B%22title%22%3A%22Yes%20(40%25)%22%2C%22y_values%22%3A%2240%22%2C%22color%22%3A%22blue%22%7D%2C%7B%22title%22%3A%22No%20(17%25)%22%2C%22y_values%22%3A%2217%22%2C%22color%22%3A%22pink%22%7D%2C%7B%22title%22%3A%22Maybe%20(43%25)%22%2C%22y_values%22%3A%2243%22%2C%22color%22%3A%22vista-blue%22%2C%22custom_color%22%3A%22%23f4524d%22%7D%5D”]

Sponsored Content

Leave a Comment

Florida: Opportunities in a crisis

Florida: Opportunities in a crisis

The Florida State Board of Administration has made some strategic moves to take advantage of opportunities in the dislocation, including in private equity, distressed debt and active listed equities.. But CIO, Ash Williams, is concerned about the underlying real economy.

Sort content by

Is Europe in trouble?

In this Fiduciary Investors series podcast Amanda White talks to Iain Begg, Professsorial Research Fellow at the European Institute, London School of Economics and Political Science, about the economic and social turmoil of COVID-19 and the robustness of the EU to deal with this economically.

Alleviating global poverty: the role of the investor

Esther Duflo, the Abdul Latif Jameel Professor of Poverty Alleviation and Development Economics at MIT and current Nobel Prize winner in Economics discusses the impact of the coronavirus pandemic on developing countries, and the role that investors can play in alleviating poverty.

The future of the corporation

In this Fiduciary Investors Series podcast Amanda White talks to Henry Richards, who is the project lead on the Future of the Corporation at the British Academy. The discussion is part of our exploration of purposeful companies and the premise that we need to redefine business in the 21st century to build trust between corporations, investors and society.

Responsible capitalism: data challenge

In this Fiduciary Investors Series podcast Amanda White talks to chief executive of the Sustainability Accounting Standards Board, Janine Guillot, about stakeholder capitalism and the role investors can play in shifting the dial. We discuss the value SASB can play as a tool for decision making and how stakeholder issues can impact performance.

Real estate leaders must act now

To respond to the current and urgent threat of COVID-19, and to lay the groundwork to deal with what may be permanent changes for the industry after the crisis, real estate leaders must take action now.

Coronavirus: Is this the end of globalisation?

A conversation with Stephen Kotkin, Professor in History and International Affairs, Princeton University.

Previous